Broker Check

Employer Services

How we are different

  • Mr. DeFrehn is both a Behavioral Finance Advisor (BFA™) and an Accredited Investment Fiduciary (AIF®).  We combine the disciplines to elevate services for the Employer and the Employee.  (We also cover the basics like traditional advisors.)
  • Behavioral Finance helps employees lower stress levels and improve financial outcomes by helping them align their values, goals, and actions. 
  • One-on-one financial advice on topics beyond just 401(k)s. 
  • We customize financial workshops to employee needs and interests. 
  • Facilitate investment committees, create an Investment Policy Statement (IPS), conduct regular plan reviews, and regular RFPs to assure price alignment.  

401(k) Retirement Plan Management

This includes:

  • Financial wellness workshops
  • One-on-one Employee consultations

and

  • Investment committee guidance
  • Investment Policy Statement (IPS) creation and annual review
  • Annual/Quarterly plan reviews
  • Regular RFPs (Request for Proposals) to assure price alignment.  

Financial Wellness Workshop

This includes:

  • Topics are based on the needs and interests of employees
  • Each workshop is customized to your companies plan
  • Content is delivered using behavioral finance advice strategies in conjunction with traditional financial advice to help participants get the most out of their time   

One-on-One Employee Consultations

This includes:

  • Employees can ask questions in a private setting
  • Advice is based on their specific situation
  • Appointments can be booked 3 days a week with just 24 hours notice

Give our system a try without commitment

Financial Wellness Workshop with One on One Consultations

In one day you can help employees who need it the most by providing one-on-one sessions to address their individual needs.  Workshop  and five hours of one-on-one sessions - $1200

One Financial Wellness Workshop

In just one lunch break you can help your entire staff through a one-hour educational workshop designed around the needs of your workforce.  Workshop only - $450.

Topics of our recent workshops

  • 401(k) basics
  • 10 ways to protect your nest egg
  • Protecting your Financial Info
  • 401(k) cleanup - market, economic and 401(k) changes
  • Personal Financial Management
  • 401k and HSA investing
  • 20 Types of Investments
  • Asset allocation and rebalancing
  • Choosing a Health Ins plan
  • Credit scores and debt management
  • Financial checklist
  • Estate Planning
  • Investing basics
  • How to help your parents with finances
  • Mental health and personal finance
  • How to handle market movement in your 401(k) and IRA 
  • Preparing to buy a home
  • Roth vs Tradtional 401(k)
  • Wills, trust and estate planning
  • Risk tolerance

      Remember we customize each workshop to the audience.  

To book an event...

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